The Public Finance Tax Blog

Latest

Your 2024 Election Guide – Separate… Your 2024 Election Guide – Separate Issue Election and/or Multipurpose Issue Allocation (an Election of Sorts)?

How To Protect Against Harmful SLGS This… How To Protect Against Harmful SLGS This Spring

When does 10% PBU really mean 5% PBU? When does 10% PBU really mean 5% PBU?

UK Finance Disputes and Regulatory Investigations Blog

Latest

FCA marks principal firms’ homework on… FCA marks principal firms’ homework on appointed representatives – must try harder

APP fraud - might banks have a… APP fraud - might banks have a "retrieval duty" ?

FCA's Consumer Duty good practice… FCA's Consumer Duty good practice and areas for improvement update – Constructive Criticism or Hard Discipline?

Consumer Finance Litigation Bulletin

Latest

CFPB's New Digital Marketing Rule CFPB's New Digital Marketing Rule

CFPB's Use of its UDAAP Authority… CFPB's Use of its UDAAP Authority to Address Illegal Discrimination

The Supreme Court Unanimously Adopts… The Supreme Court Unanimously Adopts Narrow Definition of an Automatic Telephone Dialing System in Facebook v. Duguid, Significantly Changing the Landscape of TCPA Litigation

Personal Wealth Law News

Latest

SECURE Act Changes Rules for Retirement… SECURE Act Changes Rules for Retirement Planning

How To Prepare For The Retirement Years How To Prepare For The Retirement Years

Scams, Hard and Soft, Plague Seniors Scams, Hard and Soft, Plague Seniors

The Cyprus Lawyer

Latest

Protecting your Intellectual Property in… Protecting your Intellectual Property in Cyprus

Merry Christmas and a Happy New Year Merry Christmas and a Happy New Year

Foss v Harbottle Rule in Cyprus Foss v Harbottle Rule in Cyprus

D&O Discourse

Latest

The Importance of Early Analysis of… The Importance of Early Analysis of Structural Issues in Securities Class Action Defense

D&O Discourse is 11 Years Old D&O Discourse is 11 Years Old

Putting All Our Eggs in One Basket:… Putting All Our Eggs in One Basket: Effective Securities Class Action Defense Must Look Beyond the Motion to Dismiss

https://www.lexblog.com/source/1211925/

Broker- Dealer Law Corner

Latest

More FINRA Exam Tricks: Weaponizing The… More FINRA Exam Tricks: Weaponizing The Wells Notice

FINRA Examiners Are Unfairly… FINRA Examiners Are Unfairly Manipulating Non-Complaining Customers To Trigger Complaints

The SEC’s Krackdown On… The SEC’s Krackdown On Staking-As-A-Service

The D&O Diary

Latest

Guest Post: “Mission Critical”:… Guest Post: “Mission Critical”: Director Liability Ticking Time Bomb

Will Delaware Corporations Be “Leaving… Will Delaware Corporations Be “Leaving for Las Vegas”?

SEC’s FY 2024 Enforcement Activity… SEC’s FY 2024 Enforcement Activity Declined While Total Financial Remedies Surged

Digital Currency + Blockchain Perspectives

Latest

Goodwin’s Digital Currency and… Goodwin’s Digital Currency and Blockchain Team at Consensus 2023

US Enforcement Agencies Are Turning Up… US Enforcement Agencies Are Turning Up the Heat on Crypto-Related Crime (Cointelegraph Magazine)

National Futures Association to Expand… National Futures Association to Expand Compliance Rulebook to Address Member Activities in Spot Digital Asset Commodities

Virtual Currency Report

Latest

SEC Approves 11 Spot Bitcoin… SEC Approves 11 Spot Bitcoin Exchange-Traded Products

BarnBridge, and its Founders Tyler Ward… BarnBridge, and its Founders Tyler Ward and Troy Murray, Will Pay $1.7 Million for Unregistered SMART Yield Bond Sales

NYDFS Proposes Updates to Guidance for… NYDFS Proposes Updates to Guidance for Listing and Delisting Digital Assets

Derivatives & Repo Report

Latest

CFTC Proposes Amendments to Regulation… CFTC Proposes Amendments to Regulation 4.7 Exemption

Rule 4210 Amendments Approved With May… Rule 4210 Amendments Approved With May ’24 Effective Date

CFTC Seeks Comment on the Risk… CFTC Seeks Comment on the Risk Management Program Requirements for Swap Dealers and Futures Commission Merchants With a Focus on Digital Assets

The Fintech Report

Latest

CFPB Issues New Report Examining… CFPB Issues New Report Examining Financial and Privacy Risks to Consumers in Video Gaming Marketplaces: What Now?

N.Y. Governor Proposes Measures To… N.Y. Governor Proposes Measures To Ensure Fairness in “Buy Now Pay Later” Services

California DFPI Orders Consumer… California DFPI Orders Consumer Financing Platform To Cease Hidden Junk Fees

LIBOR Transition Blog

Winstead Special Districts

Latest

Drew Slone in Bond Case Briefs: COVID-19… Drew Slone in Bond Case Briefs: COVID-19 and Municipal Securities Disclosure

Winstead Special Districts Team… Winstead Special Districts Team Completes Season with the 86th State Legislature